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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| AL | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2021-01-07 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ntt Data | Dallas | TX | 11/2015 | 06/2017 |
| Axa Advisors, Llc | New York City | NY | 05/2017 | 10/2017 |
| Ameriprise Financial Services Inc | Arlington | TX | 01/2018 | 11/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 04/2019 | Present |
| Tiaa | Frisco | TX | 04/2019 | Present |
| Unemployed | Mansfield | TX | 01/2019 | 04/2019 |
| Apex Systems | Irving | TX | 12/2018 | 01/2019 |
| Usaa | Addison | TX | 12/2018 | 01/2019 |
| General Nutrition | Dallas | TX | 05/2018 | 12/2018 |
| Valuteachers | Dallas | TX | 05/2017 | 11/2017 |
(1) TURO POSITION: Turo Host NATURE: Peer to peer car sharing marketplace. Renting out my second car through Turo. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2026 ADDRESS: 2424 E 38th St, Euless TX 76039, United States DESCRIPTION: Taking my car to Turo DFW parking lot for peer to peer car sharing. (2) DIAMOND HOUSE BULLIES LLC POSITION: Owner NATURE: Will be be starting a Kennel and breeding American Bullies to sell. This will take approximately 3 years before I'm able to start breeding INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: Home Address, Keene TX 76059, United States DESCRIPTION: Dog breeding
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-10 |
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