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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2018-06-18 |
| TX | RA | APPROVED_RES | 2018-05-15 |
Branch Locations
5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Atlanta | GA | 08/2014 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte Amalie | VI | 04/2018 | Present |
I*934295 For profit or not for profit: Entity For Profit Name of outside business organization: New Horizons Charters Investment related: N Address of business: St. Thomas, Virgin Islands, 00802 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 7/30/2022 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Boat Crew / Bartender
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-12 |
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