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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-06-18
TX RA APPROVED_RES 2018-05-15
  • VI RA
    APPROVED
    Since 2018-06-18
  • TX RA
    APPROVED_RES
    Since 2018-05-15

Branch Locations

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Atlanta GA 08/2014 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte Amalie VI 04/2018 Present
Previous Registrations
  • 2015-06-29 → 2018-05-10
    Bb&T Securities, Llc
    Atlanta, GA
Other Businesses

I*934295 For profit or not for profit: Entity For Profit Name of outside business organization: New Horizons Charters Investment related: N Address of business: St. Thomas, Virgin Islands, 00802 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 7/30/2022 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Boat Crew / Bartender

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-12
  • S66 Uniform Combined State Law Examination
    2015-06-12
Other Names
  • Lauren Brown
  • Lauren Camille Brown

View on SEC IAPD

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