Rosalie Kay Mathers

Employer firm

Valmark Advisers, Inc. CRD 108050

$10.2B regulatory AUM 380 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Valmark Advisers, Inc.

130 Springside Drive Suite 300, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-07-21
FL	RA	APPROVED	2023-07-10
TX	RA	APPROVED	2023-06-21
IL	RA	APPROVED	2019-01-02
MN	RA	APPROVED	2019-01-02
CO	RA	APPROVED	2018-05-14
WI	RA	APPROVED	2018-05-14

AZ RA
APPROVED

Since 2025-07-21
FL RA
APPROVED

Since 2023-07-10
TX RA
APPROVED

Since 2023-06-21
IL RA
APPROVED

Since 2019-01-02
MN RA
APPROVED

Since 2019-01-02
CO RA
APPROVED

Since 2018-05-14
WI RA
APPROVED

Since 2018-05-14

Branch Locations

Menomonee Falls, WI • United States

Bonita Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mp&H Financial Group Llc	Libertyville	IL	06/2016	03/2018
Valmark Securities, Inc.	Akron	OH	02/2018	Present
Valmark Advisers, Inc.	Akron	OH	05/2018	Present

06/2016 → 03/2018

Mp&H Financial Group Llc

Libertyville, IL
02/2018 → Present

Valmark Securities, Inc.

Akron, OH
05/2018 → Present

Valmark Advisers, Inc.

Akron, OH

Previous Registrations

2016-03-15 → 2018-03-28

Mp & H Financial Group, Llc

Libertyville, IL

Other Businesses

1) Private Wealth Advisers LLC - Crump Insurance Agency, 28566 Carlow Ct Unit 803 Bonita Springs, FL 34135; Non-variable insurance; Managing Member; Assist in the placement of certain non-variable insurance products not available through Valmark; not investment related; started 08/01/2018; controlling interest of Private Wealth Advisers, LLC; Compensation-insurance commission split with other Valmark representatives./// 2) Arkayem LLC, W137N6164 Weyer Farm Court,Menomonee Falls, WI 53051, Manager, Real estate rental, started 12/2019, not investment related, has financial interest in comapny - created to lease vacation rentals, 1-5 hours per month, no compensation./// 3) Rosie K. Mathers Insurance Proprietorship; 28566 Carlow Ct Unit 803 Bonita Springs, FL 34135; Proprietor providing Long Term Care and Disability Insurance to clients; NOT Investment Related; Start Date 2/1/2023; Approximately 1-5 hrs. per month; paid commission basis and fees for LTD consulting and policies placed.///

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-03-08
S65	Uniform Investment Adviser Law Examination	2016-03-15

S63 Uniform Securities Agent State Law Examination

2018-03-08
S65 Uniform Investment Adviser Law Examination

2016-03-15

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Rosie Kay Mathers
Rosie Kay Thompson

View on SEC IAPD