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Daniel James D'ELia

Charles Schwab & Co., Inc.

New York City, NY

CRD 6386115

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-08
NY RA APPROVED 2022-02-23
  • NJ RA
    APPROVED
    Since 2022-03-08
  • NY RA
    APPROVED
    Since 2022-02-23

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Morristown NJ 08/2014 01/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2022
Charles Schwab & Co., Inc. New York City NY 02/2022 Present
Charles Schwab Bank, Ssb New York City NY 02/2022 Present
  • 08/2014 → 01/2022
    Fidelity Investments
    Morristown, NJ
  • 07/2018 → 01/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2022 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 02/2022 → Present
    Charles Schwab Bank, Ssb
    New York City, NY
Previous Registrations
  • 2018-07-13 → 2022-02-07
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2016-12-06 → 2018-07-13
    Strategic Advisers Llc
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-26
S63 Uniform Securities Agent State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2016-05-26
  • S63 Uniform Securities Agent State Law Examination
    2014-11-17
Designations
  • Certified Financial Planner
Other Names
  • Daniel James D'ELia
  • Daniel James Delia
  • Dan D'ELia

View on SEC IAPD

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Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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