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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-02 |
| PA | RA | APPROVED | 2018-05-30 |
Branch Locations
King Of Prussia, PA • United States
One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States
201 King Of Prussia Road Suite 320, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bala Cynwyd | PA | 07/2015 | 09/2016 |
| New York Life Insurance Company | Bala Cynwyd | PA | 02/2015 | 09/2016 |
| Voya Financial Advisors | Conshohocken | PA | 09/2016 | 05/2018 |
| Oppenheimer | Radnor | PA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-03 |
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