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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1600 Utica Ave S, 9Th Floor, St Louis Park, MN 55416 • United States
Buffalo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Minneapolis | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Stein Financial Group | St. Louis Park | MN | 09/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Gerbi Financial Group Llc | St Louis Park | MN | 12/2024 | Present |
1. NAME OF ENTITY: STEIN FINANCIAL GROUP; Yes; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; FINANCIAL ADVISOR; 9/18/2014; 160; 130; MANAGES ACCOUNTS, INTERACTS WTIH CLIENTS, AND ANSWERS QUESTIONS; 2. NAME OF OTHER BUSINESS: GERBI FINANCIAL GROUP LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5 , BRIEF DESCRIPTION OF DUTIES: FACILITATE TRANSACTION FOR SUCCESSION PLAN, AND DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
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