Rachel Dix

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 08/2018
  Principal Life Insurance Co
  Milwaukee, WI
• 07/2014 → 08/2018
  Princor Financial Services
  Milwaukee, WI
• 08/2018 → 03/2020
  Fidelity Brokerage Services Llc
  Brookfield, WI
• 03/2020 → 09/2020
  Mass Mutual Life Insurance Company
  Milwaukee, WI
• 04/2020 → 09/2020
  Mml Investors Services
  Milwaukee, WI
• 09/2020 → 09/2021
  The Prudential Insurance Company Of America
  Appleton, WI
• 09/2020 → 09/2021
  Pruco Secruities, Llc
  Appleton, WI
• 09/2021 → Present
  Northwestern Mutual Life Insurance
  Milwaukee, WI
• 11/2021 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI

Previous Registrations

• 2020-09-25 → 2021-10-12
  Pruco Securities, Llc.
  Wauwatosa, WI
  Appleton, WI
• 2020-04-24 → 2020-09-24
  Mml Investors Services, Llc
  Wauwatosa, WI
• 2019-08-16 → 2020-03-18
  Fidelity Personal And Workplace Advisors
  Mequon, WI

Other Businesses

Above the Clouds not Investment related 2432 N Teutonia Ave Unit 2 Milwaukee, WI 53206 Not for Profit Arts Organization, Treasurer-Board of Directors 05/2017 2 hours per month; 0 during securities trading hours; organize annual Gala, review statement for accuracy. ABOVE THE CLOUDS MILWAUKEE POSITION: treasurer, I do not handle financial transactions NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 2432 N Teutonia Ave Unit 2, Milwaukee WI 53206, United States DESCRIPTION: help organize fundraising activities (annual gala) and vote on budget decision-making responsibilities

Exams

• S66 Uniform Combined State Law Examination
  2019-08-03
• S63 Uniform Securities Agent State Law Examination
  2015-06-09

Other Names

• Rachel L Hebbe
• Rachel Lynn Dix
• Rachel Dix