Best Investors Account Sign in

Michele Grossi

Ubs Financial Services Inc.

Santa Monica, CA

Beverly Hills, CA

San Diego, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-13
DC RA APPROVED 2025-02-25
WA RA APPROVED 2024-10-25
TX RA APPROVED_RES 2020-01-21
CA RA APPROVED 2017-08-22
  • NY RA
    APPROVED
    Since 2025-08-13
  • DC RA
    APPROVED
    Since 2025-02-25
  • WA RA
    APPROVED
    Since 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2020-01-21
  • CA RA
    APPROVED
    Since 2017-08-22

Branch Locations

Santa Monica, CA • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 07/2017 Present
Mg Consulting Los Angeles CA 04/2014 06/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-22
  • S66 Uniform Combined State Law Examination
    2017-08-22

View on SEC IAPD

Other Firms

VICTUS CAPITAL WEALTH
SERENUS WEALTH ADVISORS, LLC
WILSHIRE
DIMENSIONAL FUND ADVISORS LP
COMPOSITION WEALTH, LLC
OCEAN AVENUE WEALTH MANAGEMENT
A.G.P. / ALLIANCE GLOBAL PARTNERS
MANTIS CAPITAL MANAGEMENT, LLC

Other Investors

ROBERT HENRY JONES
MARY CATHERINE KUSNIC
LAURA ELIZABETH LEMOINE
REBECCA KATHLEEN SHAW
KARA SUE BOCCELLA
DEVON GALINDO
Katherine L Thorsey
SUEHYUN KIM

Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA

More in Santa Monica, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor