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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-05
FL RA APPROVED 2015-10-13
  • TX RA
    APPROVED
    Since 2016-01-05
  • FL RA
    APPROVED
    Since 2015-10-13

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 08/2015 Present
Bank Of America, N.A. Tampa FL 09/2015 Present
Other Businesses

I*101834 For profit or not for profit: For-Profit Organization Name of outside business organization: BTBD LLC Investment related: Y Address of business: Clermont, Florida 34712 Nature of business: LLC Position, title, association: Owner Start date of relationship: 11/16/2016 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This LLC was created by my mom and dad and to buy properties, renovate them and then resell them. They use this business to generate income for themselves. I helped fund the business with $16,800. I have zero responsibilities/task. I*1158275 For profit or not for profit: Entity For Profit Name of outside business organization: R S and M S Investment related: N Address of business: Tampa, Florida 33629 Nature of business: LLC Position, title, association: General Partner/Managing Member, Owner Start date of relationship: 2/15/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the entity is to purchase real estate and rent out the property too collect rental income. I will not be managing the day to day details but I will meet once a month with my partner to review. He will managed this property. I*1158275 For profit or not for profit: Entity For Profit Name of outside business organization: Mississippi Ave LLC Investment related: N Address of business: Tampa, Florida 33629 Nature of business: LLC Position, title, association: General Partner/Managing Member, Owner Start date of relationship: 2/15/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the entity is to purchase real estate and rent out the property too collect rental income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-08
  • S66 Uniform Combined State Law Examination
    2015-10-08

View on SEC IAPD

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