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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-13 |
| TX | RA | APPROVED | 2023-09-13 |
Branch Locations
11020 Bollinger Canyon Rd, San Ramon, CA 94582 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
585 San Ramon Valley Blvd, Danville, CA 94526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 08/2014 | 11/2019 |
| Bank Of America, N.A. | San Mateo | CA | 08/2014 | 11/2019 |
| Jp Morgan Securities Llc | San Ramon | CA | 12/2019 | 09/2023 |
| Jp Morgan Chase Bank, N.A. | San Ramon | CA | 12/2019 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-26 |
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