Matthew T Gardner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 01/2015 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*: 1723281Entity Type: Entity GovernmentalName of OBA: FINRAAddress: Washington, DCInvestment Related: NOPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 03/15/2024Number of Hours: 4 annuallyNumber of Hours during trading: 2 annuallyDuties: Arbitrator for FINRA: Arbitrators serve as dispute decision makers. They hear all sides of the case, study the evidence and render a decision. Arbitrators are not employees of FINRA and are not eligible to receive FINRA employee benefits. I*1980288, Entity Type:Nonprofit, Name of OBA: Social Venture Partners Charlotte Address:Charlotte,NC 28281 Investment Related: No Position, Title, Association: Volunteer Employee Start Date:9/16/2024 No Hours:2 hrs monthyly No Hours during trading:1hr per month Duties:Social Venture Partners (SVP) provides funding and consultant services to nonprofits in the Charlotte area. As a volunteer with SVP I will work with other SVP volunteers to provide consulting in areas such as: strategic planning, board member recruitment, and marketing and donor development strategies. As a volunteer consultant I will interact with senior leadership of various nonprofits in the Charlotte area, including their staff and board members. I*2540287, Entity Type: Entity Charitable, Name of OBA: The Bridge Foundation, Address: Charlotte, North Carolina, 28203, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2025, No Hours: 6 Yearly, No Hours during Trading: 4 Yearly, Duties: Board Member: general oversight and governance of the nonprofit organization.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-04

Other Names

• Matthew Tyler Gardner