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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-07 |
| NC | RA | APPROVED | 2025-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Distribution Company | Charlotte | NC | 08/2014 | 01/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 01/2017 | 03/2024 |
| Tiaa | Charlotte | NC | 01/2017 | 03/2024 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 01/2025 | Present |
| Unemployed | Charlotte | NC | 03/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-21 |
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