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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-08 |
| AZ | RA | APPROVED | 2022-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2015 | 01/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2019 | 07/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2021 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Tempe | AZ | 03/2022 | Present |
*586562 - Arbonne International; Investment Related - Yes; Irvine, California; Retail/Online Stores; Contractor(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 20; Sales/Marketing. *632093 - Rental Property; Investment Related - Yes; Mesa, Arizona; Rental Property; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2025; During Business Hours: 0; After Business Hours: 5; Other.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-08 |
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