Phillip Nathaniel Sheffield

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2023
  Horace Mann Companies
  Springfield, IL
• 10/2015 → 03/2024
  Horace Mann Investors, Inc.
  Springfield, IL
• 03/2023 → 03/2024
  Horace Mann Companies
  Springfield, IL
• 03/2024 → Present
  Lincoln Investment
  Fort Washington, PA
• 03/2024 → Present
  Capital Analysts
  Fort Washington, PA

Previous Registrations

• 2020-11-12 → 2024-03-12
  Horace Mann Investors, Inc.
  Milan, TN
  Springfield, IL
  Milan, TN
  Springfield, IL

Other Businesses

PHILLIPS NATHANIEL SHEFFIELD POSITION: Agent NATURE: P&C Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 1930 E Main St, Humboldt TN 38343, United States DESCRIPTION: Quote, service and sell P&C clients insurance HUB CITY EVENT COMPANY POSITION: President/Owner NATURE: Inflatables INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 1930 E. Main St, Humboldt TN 38343, United States DESCRIPTION: Bookkeeping and payroll; have a manager that runs the fday-to-dayoperations. 2911 WEALTH MANAGEMENT LLC POSITION: Managing Member NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/03/2024 ADDRESS: 1930 E Main St, Humboldt TN 38343, United States DESCRIPTION: Marketing/DBA name for Lincoln Investment business. GATEWAY INSURANCE LLC POSITION: 20% owner NATURE: P&C Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/19/2024 ADDRESS: 1930 E Main St, Humboldt TN 38343, United States DESCRIPTION: Ownership only. I'll be sending referrals to the agency from meetings through my financial advising practice with Lincoln.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-13
• S63 Uniform Securities Agent State Law Examination
  2016-01-09