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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-23
PA RA APPROVED 2019-10-14
  • TX RA
    APPROVED
    Since 2020-04-23
  • PA RA
    APPROVED
    Since 2019-10-14

Branch Locations

1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wyomissing PA 04/2006 Present
Other Businesses

1. *380529 - Making crafts/jewelry to be sold on Etsy.; Investment related No; Selling of Jewelry ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2019-10-14
Other Names
  • Stacy E Sutton

View on SEC IAPD

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