Andrew Edwards Nelson

Current Employers

Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-08-15
IL	RA	APPROVED	2025-08-12

NC RA
APPROVED

Since 2025-08-15
IL RA
APPROVED

Since 2025-08-12

Branch Locations

Evanston, IL • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Greenwood Village	CO	03/2015	03/2021
Fidelity Investments	Greenwood Village	CO	04/2021	07/2025
Alight Financial Solutions	Evanston	IL	07/2025	Present

03/2015 → 03/2021

Gwfs Equities, Inc.

Greenwood Village, CO
04/2021 → 07/2025

Fidelity Investments

Greenwood Village, CO
07/2025 → Present

Alight Financial Solutions

Evanston, IL

Previous Registrations

2021-06-24 → 2024-11-15

Fidelity Personal And Workplace Advisors

Greenwood Village, CO

Highland Park, IL
2018-09-18 → 2021-04-06

Empower Advisory Group, Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-17
S63	Uniform Securities Agent State Law Examination	2014-10-07

S65 Uniform Investment Adviser Law Examination

2018-09-17
S63 Uniform Securities Agent State Law Examination

2014-10-07

Other Names

Andy Nelson
Andrew Edwards Nelson
Andrew Nelson

View on SEC IAPD