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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-22
NC RA APPROVED 2024-02-20
  • SC RA
    APPROVED
    Since 2024-02-22
  • NC RA
    APPROVED
    Since 2024-02-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2014 01/2024
The Knight Light Podcast Charlotte NC 10/2021 12/2022
Lpl Financial Lllc Fort Mill SC 02/2024 Present
  • 08/2014 → 01/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2021 → 12/2022
    The Knight Light Podcast
    Charlotte, NC
  • 02/2024 → Present
    Lpl Financial Lllc
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 10/24/2025- No Business Name- Other - ATM owner- Not INV Related- At Charlotte NC - Start date 10/24/2025- 5 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
S63 Uniform Securities Agent State Law Examination 2014-09-26
  • S66 Uniform Combined State Law Examination
    2019-09-25
  • S63 Uniform Securities Agent State Law Examination
    2014-09-26
Other Names
  • Nickolas B Wilson
  • Nick Wilson

View on SEC IAPD

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