Inactive

Brett A. Spencer

Impact Financial

CRD 6384953

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Employer firm

Impact Financial CRD 308155

$25.8M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Impact Financial

1 East Erie Street #525-4173, Chicago, IL 60611 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-04-14
IL	RA	APPROVED	2020-05-15

MA RA
APPROVED

Since 2023-04-14
IL RA
APPROVED

Since 2020-05-15

Branch Locations

1 East Erie Street #525-4173, Chicago, IL 60611 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D3 Financial Counselors	Downers Grove	IL	07/2015	09/2018
Savant Capital, Llc	Rockford	IL	10/2018	01/2020
Impact Financial Llc	Chicago	IL	02/2020	Present
Treybourne Wealth Planners, Inc	Chicago	IL	02/2020	03/2021

07/2015 → 09/2018

D3 Financial Counselors

Downers Grove, IL
10/2018 → 01/2020

Savant Capital, Llc

Rockford, IL
02/2020 → Present

Impact Financial Llc

Chicago, IL
02/2020 → 03/2021

Treybourne Wealth Planners, Inc

Chicago, IL

Previous Registrations

2018-10-01 → 2020-02-03

Savant Wealth Management

Chicago, IL

Rockford, IL
2015-12-04 → 2018-10-18

D3 Financial Counselors Llc

Downers Grove, IL
2014-08-20 → 2015-10-29

Balasa Dinverno Foltz Llc

Itasca, IL

Designations

Certified Financial Planner

View on SEC IAPD

More in Chicago, IL

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