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James R Denby

Denby Financial Services, LLC

Clifton, NJ

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Current Employers
Denby Financial Services, Llc

Clifton, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Clifton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Denby Financial Services Llc Clifton NJ 07/2010 Present
Denby Financial Services, Llc Clifton NJ 08/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-25
  • S65 Uniform Investment Adviser Law Examination
    2014-07-25
Other Names
  • James Denby

View on SEC IAPD

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