Christopher Eric Vargas

Employer firm

Mariner Advisor Network CRD 283824

$9.57B regulatory AUM 209 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Lpl Financial Llc
  Reno, NV
• 09/2017 → 06/2023
  Legacy Wealth Planning, Llc
  Reno, NV
• 06/2023 → 07/2026
  Mariner Independent Advisor Network
  Overland Park, KS

Previous Registrations

• 2017-10-02 → 2023-12-04
  Legacy Wealth Planning, Llc
  Reno, NV
• 1999-04-05 → 2006-03-23
  Rbc Capital Markets, Llc
  Reno, NV

Other Businesses

1. 12/05/2014: CMMP, LLC - Real Estate Rental - Investment Related - 10599 Double R Blvd, Reno, NV 89521 - Start 03/01/2006 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - This LLC owns the building we work in. It rents to Legacy Wealth Planning, LLC. 2. 7/20/2017: Legacy Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/17/2006 - 10 Hours Per Month/1 Hour During Securities Trading. 3. 6/21/2019 - Christopher E Vargas - DBA: Christopher E. Vargas, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/17/2006 - 1 Hour Per Month/0 Hours During Securities Trading - S CORP is for tax purposes only. 4. 07/28/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-11
• S63 Uniform Securities Agent State Law Examination
  1998-12-04