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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

321 Broadway 4Th Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kelton Financial Group Latham NY 05/2016 06/2019
Northwestern Mutual Investment Services, Llc Latham NY 10/2016 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 06/2019
The Ayco Company, L.P./Mercer Allied Latham NY 06/2019 01/2021
Uber Albany NY 01/2018 08/2018
Lyft Albany NY 01/2018 08/2018
Goldman Sachs & Co. Llc Latham NY 01/2021 Present
  • 05/2016 → 06/2019
    The Kelton Financial Group
    Latham, NY
  • 10/2016 → 06/2019
    Latham, NY
  • 09/2017 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2018 → 08/2018
    Uber
    Albany, NY
  • 01/2018 → 08/2018
    Lyft
    Albany, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Latham, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
  • S66 Uniform Combined State Law Examination
    2017-07-21
Other Names
  • Christopher Sutton
  • Christopher Edward Sutton

View on SEC IAPD

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