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Christopher E Sutton

Goldman Sachs Wealth Services, L.P.

Saratoga Springs, NY

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

321 Broadway 4Th Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kelton Financial Group Latham NY 05/2016 06/2019
Northwestern Mutual Investment Services, Llc Latham NY 10/2016 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 06/2019
The Ayco Company, L.P./Mercer Allied Latham NY 06/2019 01/2021
Uber Albany NY 01/2018 08/2018
Lyft Albany NY 01/2018 08/2018
Goldman Sachs & Co. Llc Latham NY 01/2021 Present
  • 05/2016 → 06/2019
    The Kelton Financial Group
    Latham, NY
  • 10/2016 → 06/2019
    Northwestern Mutual Investment Services, Llc
    Latham, NY
  • 09/2017 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2018 → 08/2018
    Uber
    Albany, NY
  • 01/2018 → 08/2018
    Lyft
    Albany, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Latham, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
  • S66 Uniform Combined State Law Examination
    2017-07-21
Other Names
  • Christopher Sutton
  • Christopher Edward Sutton

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

More in Saratoga Springs, NY

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