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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
23 Green Street Suite 207, Huntington, NY 11743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Melville | NY | 07/2014 | Present |
| Pruco Securities, Llc. | Melville | NY | 07/2014 | 11/2024 |
| Lpl Enterprise, Llc | Huntington | NY | 11/2024 | Present |
1) 10/04/2024- Curry Financial Group, Inc.- DBA for LPL Business (entity for LPL business)- DBA for doing business with LPL Financial. It is a NY corporation for offering financial services. It is the same DBA as I currently have with Prudential.- INV Related- At Huntington, NY- Start date 07/13/2021- 200 HRS MTH- 200 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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