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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-06
FL RA APPROVED 2021-11-10
OK RA APPROVED 2020-01-28
AR RA APPROVED 2018-02-09
MS RA APPROVED 2016-12-12
TX RA APPROVED 2016-05-05
LA RA APPROVED 2015-03-31
  • GA RA
    APPROVED
    Since 2023-03-06
  • FL RA
    APPROVED
    Since 2021-11-10
  • OK RA
    APPROVED
    Since 2020-01-28
  • AR RA
    APPROVED
    Since 2018-02-09
  • MS RA
    APPROVED
    Since 2016-12-12
  • TX RA
    APPROVED
    Since 2016-05-05
  • LA RA
    APPROVED
    Since 2015-03-31

Branch Locations

10151 Deerwood Park Boulevard Bldg. 300, Suite 315, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Jacksonville FL 09/2014 Present
Agia Houston TX 12/2022 Present
Other Businesses

PERSONAL RESALE OF GOODS POSITION: Seller NATURE: Resale of personal items on resale sites such as LetGo, Mercari, and Poshmark. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2018 ADDRESS: 12392 Nesting Eagles Way, Jacksonville FL 32225, United States DESCRIPTION: Personally sell/trade personalitems such as baby clothes/toys online. FAMILY RENTAL ASSISTANT POSITION: Temporary rental manager NATURE: I am temporarily helping to manage a single rental property for my mother. I'll be receiving the rent from the tenants, but it will not take up any time other than receiving rent and aaddressing any issues with the property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 12392 Nesting Eagles Way, Jacksonville FL 32225, United States DESCRIPTION: Accepting rent and addressing and issues with the rental. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products THE DANCING RUSSIAN POSITION: Managing Member NATURE: I am requesting pre-approval to setup my husband's LLC which I will minimally be involved in. It's a home renovation company, and we won't be soliciting or working with any Corebridge clients. It will be less than 1 hour a month of involvement, but I want to get pre-approval so that I can submit the appropriate registrations to setup the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2025 ADDRESS: 697 Standish Dr., St. Augustine FL 32086, United States DESCRIPTION: I will be a 50/50 owner helping with scheduling and organizing the business operations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-15
S65 Uniform Investment Adviser Law Examination 2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-15
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
Other Names
  • Laura M Dugas

View on SEC IAPD

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