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Anna Christine Johnson

Pathstone

Englewood, NJ

Bellevue, WA

CRD 6384161

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Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-20
  • WA RA
    APPROVED
    Since 2020-10-20

Branch Locations

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

225 - 108Th Avenue Ne Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascent Private Capital Management Of Us Bank Seattle WA 09/2014 10/2019
Cornerstone Advisors, Inc. Bellevue WA 10/2019 09/2020
Pathstone Bellevue WA 10/2020 Present
  • 09/2014 → 10/2019
    Ascent Private Capital Management Of Us Bank
    Seattle, WA
  • 10/2019 → 09/2020
    Cornerstone Advisors, Inc.
    Bellevue, WA
  • 10/2020 → Present
    Bellevue, WA
Previous Registrations
  • 2019-11-05 → 2020-09-30
    Cornerstone Advisors Inc
    Bellevue, WA
  • 2014-08-21 → 2014-10-16
    Lnw
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-21
  • S65 Uniform Investment Adviser Law Examination
    2014-08-21
Designations
  • Certified Financial Planner
Other Names
  • Anna Christine Leuzinger
  • Anna Christine Harvey

View on SEC IAPD

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