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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
Branch Locations
6303 Cowboys Way Suite 425, Frisco, TX 75034 • United States
Irving, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2015 | 11/2019 |
| Rockefeller Financial Llc | Dallas | TX | 11/2019 | 07/2021 |
| Rock & Co Llc | Dallas | TX | 11/2019 | 07/2021 |
| Stifel Nicolaus & Co Inc | Frisco | TX | 07/2021 | 10/2022 |
| Raymond James & Associates, Inc. | Frisco | TX | 10/2022 | Present |
(1)Name of Business: View Medical LLC Address: 1303 Cottonwood Valley Cir N, Irving, TX, 75038, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/27/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Listed as part owner of LLC created for periodic sales of medical devices. Do not engage in any sales or day-to-day activity. Responsibility is administrative in nature for recordkeeping and depositing occasional checks, if necessary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-07 |
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