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Thomas Eric Cowan

Morgan Stanley

Palm Harbor, FL

CRD 6384055

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
FL RA APPROVED 2016-04-12
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • FL RA
    APPROVED
    Since 2016-04-12

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palm Harbor FL 12/2015 Present
Morgan Stanley Private Bank, N.A New York NY 04/2018 Present
  • 12/2015 → Present
    Morgan Stanley Smith Barney Llc
    Palm Harbor, FL
  • 04/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-08
S63 Uniform Securities Agent State Law Examination 2014-09-22
  • S65 Uniform Investment Adviser Law Examination
    2016-04-08
  • S63 Uniform Securities Agent State Law Examination
    2014-09-22

View on SEC IAPD

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