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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-20
NY RA APPROVED 2021-07-18
  • TX RA
    APPROVED_RES
    Since 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-18

Branch Locations

57 Hampton Rd, Southampton, NY 11968 • United States

East Yaphank, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S United Bank Brigeport CT 04/2013 09/2019
People'S Securities, Inc. Bridgeport CT 08/2014 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southampton NY 09/2019 Present
Bank Of America, N.A. Southampton NY 08/2026 Present
  • 04/2013 → 09/2019
    People'S United Bank
    Brigeport, CT
  • 08/2014 → 09/2019
    People'S Securities, Inc.
    Bridgeport, CT
  • 09/2019 → Present
    Southampton, NY
  • 08/2026 → Present
    Bank Of America, N.A.
    Southampton, NY
Other Businesses

I*2044268, Entity Type: Entity For Profit Name of OBA: Enagic USA Inc. Address: Torrance, CA 90503-2419 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/11/2024 No Hours: 0 No Hours during trading: 0 Duties: I am not actively seeking to sell the Enagic K8 Water Filtration machines however if asked to purchase one from me such as a family member, I would like to receive the sales commission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
S63 Uniform Securities Agent State Law Examination 2015-02-09
  • S66 Uniform Combined State Law Examination
    2021-07-13
  • S63 Uniform Securities Agent State Law Examination
    2015-02-09
Other Names
  • Shannon Ann Murphy
  • Shannon Murphy

View on SEC IAPD

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