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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-21 |
Branch Locations
600 Washington Blvd, Stamford, CT 06901 • United States
200 Station Drive, Westwood, MA 02090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 04/2016 | 09/2019 |
| The Prudential Insurance Company Of America | Shelton | CT | 05/2016 | 09/2019 |
| Prometheus Alternative Investments, Inc | Woodland Hills | CA | 12/2021 | 11/2022 |
| Prometheus Financial Llc | Woodland Hills | CA | 01/2022 | 11/2022 |
| Private Client Resources | Wilton | CT | 09/2019 | 08/2020 |
| Unemployed | Fairfield | CT | 09/2020 | 11/2021 |
| Prometheus Financial Advisors, Llc | Woodland Hills | CA | 12/2021 | 11/2022 |
| Unemployed | Fairfield | CT | 12/2022 | 01/2023 |
| Citizens Securities, Inc. | Stamford | CT | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 2016-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-22 |
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