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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-05-29 |
| TX | RA | APPROVED | 2020-05-29 |
Branch Locations
234 1St Street, San Francisco, CA 94105 • United States
Windham, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 01/2017 | 04/2017 |
| Dow Wealth Management, Llc | Falmouth | ME | 05/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 04/2019 | 03/2020 |
| Brigham Young University - Idaho | Rexburg | ID | 09/2017 | 11/2017 |
| Navex Global | Rexburg | ID | 11/2017 | 04/2018 |
| Brigham Young University - Idaho | Rexburg | ID | 04/2018 | 07/2018 |
| Goldman Sachs Co. | Salt Lake City | UT | 07/2018 | 04/2019 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 04/2020 | 04/2020 |
| Wells Fargo Bank | Salt Lake City | UT | 04/2020 | 04/2020 |
| Unemployed | Windham | ME | 12/2016 | 01/2017 |
| Unemployed | Rexburg | ID | 04/2017 | 09/2017 |
| Sofi Securities Llc | San Francisco | CA | 04/2020 | Present |
| Sofi Wealth Llc | San Francisco | CA | 04/2020 | Present |
Chess Teaching at The Homeschool Enrichment Hub The Homeschool Enrichment Hub is a Ministry established by members of the First Church of Waterville, with the purpose of providing resources for all homeschooling families in Central Maine. The Homeschool Enrichment Hub is managed by a team of homeschooling educators with the desire to facilitate a remarkable learning space for all homeschooled children. 1 hr per month, not during business or trading hours, $100 compensation for teaching chess https://www.enrichmenthub.org/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-01 |
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