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Regan Jameson Sweeney

J.P. Morgan Securities LLC

Cleveland, OH

CRD 6383789

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-25
  • OH RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-25

Branch Locations

1300 E 9Th St Floor 18, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybanc Capital Markets Inc. Cleveland OH 06/2015 03/2019
Jpmorgan Chase Bank Na Cleveland OH 06/2021 Present
Jpmorgan Securities Llc Cleveland OH 06/2021 Present
Alliance Bernstein Cleveland OH 03/2019 06/2021
St Ignatius High School Of Cleveland Ohio Cleveland OH 11/2015 02/2021
  • 06/2015 → 03/2019
    Keybanc Capital Markets Inc.
    Cleveland, OH
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    Cleveland, OH
  • 06/2021 → Present
    Jpmorgan Securities Llc
    Cleveland, OH
  • 03/2019 → 06/2021
    Alliance Bernstein
    Cleveland, OH
  • 11/2015 → 02/2021
    St Ignatius High School Of Cleveland Ohio
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2017-10-12
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2017-10-12

View on SEC IAPD

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