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Christine Louise Batts

Cws Financial Advisors LLC

Kalamazoo, MI

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Current Employers
Cws Financial Advisors Llc

405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-06-25
  • MI RA
    APPROVED
    Since 2019-06-25

Branch Locations

405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 09/2015 03/2019
Rost St. Advisors Kalamazoo MI 08/2014 03/2019
Cws Financial Advisors Llc Kalamazoo MI 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-17
S63 Uniform Securities Agent State Law Examination 2017-05-22
  • S65 Uniform Investment Adviser Law Examination
    2017-10-17
  • S63 Uniform Securities Agent State Law Examination
    2017-05-22

View on SEC IAPD

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