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Benjamin Brady Dewhurst

LPl Financial LLC

Peoria, AZ

Denver, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-30
CO RA APPROVED 2024-07-15
  • AZ RA
    APPROVED
    Since 2024-07-30
  • CO RA
    APPROVED
    Since 2024-07-15

Branch Locations

Peoria, AZ • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Peoria AZ 08/2023 Present
Louie Inc Chicago IL 04/2021 07/2023
University Of Colorado Denver CO 05/2019 08/2021
University Of Colorado Denver CO 08/2014 05/2019
  • 08/2023 → Present
    Peoria, AZ
  • 04/2021 → 07/2023
    Louie Inc
    Chicago, IL
  • 05/2019 → 08/2021
    University Of Colorado
    Denver, CO
  • 08/2014 → 05/2019
    University Of Colorado
    Denver, CO
Other Businesses

1. 03/27/2024 - Dewhurst Wealth Managment - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 4/1/2024 - 168 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
  • S66 Uniform Combined State Law Examination
    2024-07-12

View on SEC IAPD

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