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Michael Brian Seidenfrau

Wells Fargo Clearing Services, LLC

Paramus, NJ

CRD 3150680

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-03-05

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Pearl River NY 09/2008 03/2019
Morgan Stanley Smith Barney Pearl River NY 06/2009 03/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2019
Wells Fargo Clearing Services Llc New City NY 03/2019 Present
  • 09/2008 → 03/2019
    Morgan Stanley & Co. Incorporated
    Pearl River, NY
  • 06/2009 → 03/2019
    Morgan Stanley Smith Barney
    Pearl River, NY
  • 01/2015 → 03/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2019 → Present
    New City, NY
Previous Registrations
Other Businesses

TRUSTEE OF TRUST FBO DAUGHTER; INV RELATED; NEW CITY, NY; START 5/2022; 0 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-26
S63 Uniform Securities Agent State Law Examination 1999-01-07
  • S65 Uniform Investment Adviser Law Examination
    2017-05-26
  • S63 Uniform Securities Agent State Law Examination
    1999-01-07
Other Names
  • Michael Brian Seindenfrau

View on SEC IAPD

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