Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-27 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2019-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Pearl River | NY | 09/2008 | 03/2019 |
| Morgan Stanley Smith Barney | Pearl River | NY | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2019 |
| Wells Fargo Clearing Services Llc | New City | NY | 03/2019 | Present |
TRUSTEE OF TRUST FBO DAUGHTER; INV RELATED; NEW CITY, NY; START 5/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-07 |
Reach out to this advisor