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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-08 |
Branch Locations
212 South Van Rensselaer St, Rensselaer, IN 47978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davis & Wallman Financial, Llc | Rensselaer | IN | 08/2014 | 09/2017 |
| Horace Mann Investors, Inc. | Springfield | IL | 09/2014 | 11/2017 |
| Edward Jones | Rensselaer | IN | 09/2017 | 06/2023 |
| Lpl Financial | Rensselaer | IN | 06/2023 | Present |
1- 06/08/2023 - FENWICK FARMS BREWING COMPANY LLC - Business Owner - Not Inv Rel - Rensselaer, IN - Start Date 10/11/2016 - 160 Hours Per Month/ 10 Hours During Trading 2- 07/09/2024 - Bravo 4 Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/08/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-20 |
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