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Rank Orion Dawson

Boyd Watterson Asset Management, LLC

Cleveland, OH

CRD 5134757

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Employer firm

Boyd Watterson Asset Management, LLC CRD 107808

$18.8B regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Boyd Watterson Asset Management, Llc

1301 East 9Th Street Suite 2900, Cleveland, OH 44114-3179 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-03-14
  • OH RA
    APPROVED
    Since 2018-03-14

Branch Locations

1301 East 9Th Street Suite 2900, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boyd Watterson Asset Management, Llc Cleveland OH 04/2016 Present
Previous Registrations
  • 2007-07-12 → 2009-06-11
    Waddell & Reed
    West Chester, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-24
S63 Uniform Securities Agent State Law Examination 2006-12-05
  • S65 Uniform Investment Adviser Law Examination
    2007-11-24
  • S63 Uniform Securities Agent State Law Examination
    2006-12-05
Designations
  • Chartered Financial Analyst
Other Names
  • Rank Orion Dawson
  • Rank Orion Dawson
  • Rank Dawson

View on SEC IAPD

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