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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2014 | 09/2017 |
| Mcadam Llc | Philadelphia | PA | 10/2014 | 09/2017 |
| Resource Securities, Inc. | Philadelphia | PA | 09/2017 | 01/2019 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2019 | 01/2022 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-14 |
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