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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-03-21
  • IA RA
    APPROVED
    Since 2022-03-21

Branch Locations

Maquoketa, IA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc De Witt IA 04/2016 02/2022
Thrivent Financial Appleton WI 05/2016 10/2016
Thrivent Financial Appleton WI 10/2016 02/2022
Gwfs Equities, Inc Greenwood Village CO 01/2022 Present
Advised Assets Group, Llc Greenwood Village CO 01/2022 Present
Data Dimensions Clinton IA 11/2020 01/2022
  • 04/2016 → 02/2022
    De Witt, IA
  • 05/2016 → 10/2016
    Thrivent Financial
    Appleton, WI
  • 10/2016 → 02/2022
    Thrivent Financial
    Appleton, WI
  • 01/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 01/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 11/2020 → 01/2022
    Data Dimensions
    Clinton, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-19
  • S66 Uniform Combined State Law Examination
    2016-07-19
Other Names
  • Denise Jean Wingert
  • Denise Jean Clark

View on SEC IAPD

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