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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-20
NH RA APPROVED 2014-11-04
  • TX RA
    APPROVED
    Since 2015-05-20
  • NH RA
    APPROVED
    Since 2014-11-04

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 10/2013 Present
Bank Of America, N.A. Manchester NH 05/2015 Present
Other Businesses

I*3696265 Entity Type: N/A Name of OBA: Ann Harrington Trust = A H Trust Address: Floral Park, New York, 11005 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 03/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Aunt

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-03
  • S66 Uniform Combined State Law Examination
    2014-11-03
Other Names
  • Rachael Ann Horwath
  • Rachael Ann Doyle

View on SEC IAPD

Other Firms

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