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Gene Francis Thompson

Iconoclastic Capital Management LLC

Rochester, NY

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Current Employers
Iconoclastic Capital Management Llc

17 Prince Street, Rochester, NY 14607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-01
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

17 Prince Street, Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2014 04/2017
Northwestern Mutual Investment Services Llc Fairport NY 03/2015 09/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2016 04/2017
Russell K Schwartzbeck Fairport NY 04/2017 04/2022
Norhtwestern Mutual Life Insurance Company Fairport NY 08/2014 04/2017
Northwestern Mutual Investment Services Milwaukee WI 01/2018 04/2022
Unemployed Fairport NY 09/2017 11/2017
Northwestern Mutual Investment Services Llc Fairport NY 03/2015 09/2017
Russell Schwartzbeck Fairport NY 04/2017 09/2017
Richard Anderson Fairport NY 11/2017 04/2022
Northstar Money West Hollywood CA 04/2022 06/2023
Iconoclastic Capital Management Llc Rochester NY 09/2023 Present
  • 08/2014 → 04/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2015 → 09/2017
    Northwestern Mutual Investment Services Llc
    Fairport, NY
  • 07/2016 → 04/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2017 → 04/2022
    Russell K Schwartzbeck
    Fairport, NY
  • 08/2014 → 04/2017
    Norhtwestern Mutual Life Insurance Company
    Fairport, NY
  • 01/2018 → 04/2022
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 09/2017 → 11/2017
    Unemployed
    Fairport, NY
  • 03/2015 → 09/2017
    Northwestern Mutual Investment Services Llc
    Fairport, NY
  • 04/2017 → 09/2017
    Russell Schwartzbeck
    Fairport, NY
  • 11/2017 → 04/2022
    Richard Anderson
    Fairport, NY
  • 04/2022 → 06/2023
    Northstar Money
    West Hollywood, CA
  • 09/2023 → Present
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07
Designations
Other Names
  • Gene Thompson
  • Gene Thompson
  • Gene F Thompson

View on SEC IAPD

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