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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance Group | Fairview | TX | 05/2013 | 12/2022 |
| Cornerstone Sernior Services | Dallas | TX | 09/2010 | 03/2023 |
| Farmers Financial Solutions Llc | Fairview | TX | 08/2014 | 02/2023 |
| Farmers Insurance | Melissa | TX | 01/2023 | 02/2023 |
| Hightower Insurance Group Llc | Fairview | TX | 09/2016 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2023 | Present |
| Ffec Wealth Partners | Addison | TX | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2023 | Present |
| Hightower Investment Group Investment Re | North Richland Hills | TX | 03/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2009 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND MEDICARE SUPPLEMENTS; 2. NAME OF OTHER BUSINESS: HIGHTOWER INSURANCE GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES POSITION/TITLE/RELATIONSHIP: OWNER, PRINCIPAL, EMPLOYER START DATE: 9/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: P&C INSURANCE PRODUCTS, MEDICARE SUPPLEMENT PRODUCTS; 3. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: 14135 MIDWAY RD, SUITE G-100, ADDISON, TX, 75001 NATURE OF BUSINESS: LIFE INSURANCE AND ANNUITY SALES THAT CAN INCLUDE VARIABLE PRODUCTS POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: DUTIES/PRODUCTS THAT I WOULD BE INTERESTED IN SELLING VARIABLE LIFE AND ANNUITY PRODUCTS; 4.NAME OF OTHER BUSINESS: HIGHTOWER INVESTMENT GROUP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/15/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-10 |
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