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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-08 |
Branch Locations
8000 I.H. 10 West Suite 600, San Antonio, TX 78230 • United States
San Antionio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | San Diego | CA | 08/2014 | 10/2017 |
| Foresters Financial Services | San Diego | CA | 10/2017 | 06/2018 |
| Foresters Financial Services | Edison | NJ | 06/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 12/2022 |
| Cetera Investment Advisers Llc | San Antonio | TX | 06/2022 | 01/2023 |
| Kestra Investment Services, Llc | Austin | TX | 01/2023 | 02/2023 |
| Kestra Advisory Services, Llc | Austin | TX | 01/2023 | 02/2023 |
| Boyce & Associates Wealth Consulting | Cedar Park | TX | 03/2023 | 05/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2023 | Present |
| Cetera Investment Advisers Llc | San Antonio | TX | 05/2023 | Present |
ASSISTANT HITTING INSTRUCTOR AT BATTING LANES 210; 10 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
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