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Employer firm

Virtus Investment Advisers, LLC CRD 106982

$51.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Selection of other advisers
  • AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.

From the firm’s Form ADV. Read the guides:

Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-19
  • CT RA
    APPROVED
    Since 2018-11-19

Branch Locations

3333 Piedmont Road Ne Suite 1500, Atlanta, GA 30305 • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Distributors Llc Atlanta GA 08/2014 06/2017
Ridgeworth Capital Management, Llc Atlanta GA 07/2014 06/2017
Vp Distributors Llc Atlanta GA 06/2017 Present
Vp Distributors Llc Atlanta GA 06/2017 Present
  • 08/2014 → 06/2017
    Ridgeworth Distributors Llc
    Atlanta, GA
  • 07/2014 → 06/2017
    Ridgeworth Capital Management, Llc
    Atlanta, GA
  • 06/2017 → Present
    Vp Distributors Llc
    Atlanta, GA
  • 06/2017 → Present
    Vp Distributors Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27

View on SEC IAPD

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