Gregory M. Flick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-15

OH RA
APPROVED

Since 2025-05-15

Branch Locations

3324 Benchwood Rd, Dayton, OH 45414 • United States

950 Union Blvd., Englewood, OH 45315 • United States

1868 East Us 36, Urbana, OH 43078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wright-Patt Credit Union	Beavercreek	OH	08/2014	Present
Cuso Financial Services, Lp	San Diego	CA	08/2014	05/2025
Lpl Financial Llc	Englewood	OH	05/2025	Present

08/2014 → Present

Wright-Patt Credit Union

Beavercreek, OH
08/2014 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Englewood, OH

Previous Registrations

2016-06-30 → 2025-05-15

Cuso Financial Services, L.P.

Beavercreek, OH

Englewood, OH

Urbana, OH

Springfield, OH

Wright Patterson Air Force Base, OH

Vandalia, OH

Other Businesses

1- 05/15/2025 - WPCU Retirement Solutions - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 04/23/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-24

S66 Uniform Combined State Law Examination

2016-06-24

Other Names

Gregory M Flick

View on SEC IAPD