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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-19 |
| LA | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED_RES | 2022-11-17 |
| KY | RA | APPROVED | 2017-06-19 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9300 Shelbyville Rd, Ste 915, Louisville, KY 40222 • United States
Land O Lakes, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 07/2010 | 05/2017 |
| Fifth Third Securities | Louisville | KY | 06/2014 | 05/2017 |
| Lpl Financial, Llc | Louisville | KY | 06/2017 | Present |
| Private Advisor Group, Llc | Louisville | KY | 06/2017 | Present |
1. 06/13/2017 - SUNHARBOR WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ LOUISVILLE, KY 2. 06/21/2017- Private Advisor Group- DBA: (Hybrid) SUNHARBOR WEALTH ADVISORS- investment related- At reported business location(s)- Registered Investment Advisor DBA-start 6/2/2017- Time spent percent 50%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/21/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/21/2017- PRIVATE ADVISOR GROUP, LLC-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-ADVISORY SERVICES PROVIDED BY THE RIA.-start 6/2/2017- Hours per month 160- Time spent percent 100%- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/21/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/8/2018 - Latitude Capital LLC - Not Investment Related - Home based - Business Entity For Tax/Investment Purposes Only - Start Date:05/01/2017 - 2 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-18 |
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