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Current Employers
Braxton Financial Group, Llc

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-01
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Affordable Life Plans, Llc

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-28
  • TX RA
    APPROVED
    Since 2016-11-28

Branch Locations

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safeguard Capital, Llc Addison TX 09/2009 Present
Eckity Capital Markets, Llc Addison TX 05/2008 Present
Sapient Insurance Agency Addison TX 06/2015 Present
Affordable Life Plans, Llc Carrollton TX 06/2016 Present
Braxton Financial Group Llc Addison TX 04/2018 Present
  • 09/2009 → Present
    Safeguard Capital, Llc
    Addison, TX
  • 05/2008 → Present
    Eckity Capital Markets, Llc
    Addison, TX
  • 06/2015 → Present
    Sapient Insurance Agency
    Addison, TX
  • 06/2016 → Present
    Carrollton, TX
  • 04/2018 → Present
    Addison, TX
Previous Registrations
Other Businesses

James Talbert is a member of Sapient Insurance Agency, which is not investment-related, and began with company on June, 2015. The insurance agency is currently in start up phase and operates out of Addison, TX 75001. Time spent per month is 10 hours on average. James is also sole owner of Safeguard Capital, LLC. This company is a debt buyer operating out of Addison, TX 75001, and is not investment-related. James spends approximately 10 hours on average per month with this role. His duties include managing previous debt portfolios the company purchased, but no longer purchases new debt.James started relationship with company in September 2009. James is also sole owner of Eckity Capital Markets, LLC. This company is a debt buyer operating out of Addison, TX 75001, and is not investment-related. James spends approximately 10 hours on average per month with this role. His duties include managing previous debt portfolios the company purchased, but no longer purchases new debt. James started relationship with company in May 2008

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-09
  • S65 Uniform Investment Adviser Law Examination
    2016-02-09
Other Names
  • James Talbert

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