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Charles Ellsworth Oehmke

Morgan Stanley

Oxnard, CA

CRD 6381735

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-24
CA RA APPROVED 2020-08-21
  • TX RA
    APPROVED
    Since 2020-12-24
  • CA RA
    APPROVED
    Since 2020-08-21

Branch Locations

300 Esplanade Drive 10Th Floor, Oxnard, CA 93036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oxnard CA 06/2015 Present
Ucla Rec Center Los Angeles CA 05/2018 06/2018
Ucla Call Center Los Angeles CA 09/2018 10/2018
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 06/2015 → Present
    Morgan Stanley
    Oxnard, CA
  • 05/2018 → 06/2018
    Ucla Rec Center
    Los Angeles, CA
  • 09/2018 → 10/2018
    Ucla Call Center
    Los Angeles, CA
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-21
  • S66 Uniform Combined State Law Examination
    2020-08-21
Other Names
  • Charles Oehmke

View on SEC IAPD

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