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Eleanore Constance Marsh Simone

Cetera Investment Advisers LLC

Dallas, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-24
  • TX RA
    APPROVED
    Since 2025-04-24

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities New York NY 06/2014 05/2019
Carnegie Mellon University Pittsburgh PA 08/2019 05/2021
Cetera Advisor Networks Llc El Segundo CA 03/2021 07/2021
Station Capital Inc Washington PA 03/2021 07/2021
Jpmorgan Chase Bank, Na Dallas TX 08/2022 04/2024
Alix Partners Dallas TX 08/2021 08/2022
Carnegie Mellon University Pittsburgh PA 11/2019 08/2021
Ey-Parthenon Pittsburgh PA 06/2020 08/2020
Unemployed Pittsburgh PA 06/2019 10/2019
Wells Fargo Na New York NY 06/2014 05/2019
Jpmorgan Securities Llc Dallas TX 08/2022 04/2024
Homemaker Tokyo 04/2024 04/2025
Station Capital, Inc. Washington PA 04/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2025 Present
Cetera Wealth Services, Llc El Segundo CA 04/2025 Present
  • 06/2014 → 05/2019
    Wells Fargo Securities
    New York, NY
  • 08/2019 → 05/2021
    Carnegie Mellon University
    Pittsburgh, PA
  • 03/2021 → 07/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2021 → 07/2021
    Station Capital Inc
    Washington, PA
  • 08/2022 → 04/2024
    Jpmorgan Chase Bank, Na
    Dallas, TX
  • 08/2021 → 08/2022
    Alix Partners
    Dallas, TX
  • 11/2019 → 08/2021
    Carnegie Mellon University
    Pittsburgh, PA
  • 06/2020 → 08/2020
    Ey-Parthenon
    Pittsburgh, PA
  • 06/2019 → 10/2019
    Unemployed
    Pittsburgh, PA
  • 06/2014 → 05/2019
    Wells Fargo Na
    New York, NY
  • 08/2022 → 04/2024
    Jpmorgan Securities Llc
    Dallas, TX
  • 04/2024 → 04/2025
    Homemaker
    Tokyo
  • 04/2025 → Present
    Station Capital, Inc.
    Washington, PA
  • 04/2025 → Present
    Schaumburg, IL
  • 04/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2023 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: STATION CAPITAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: SALES AND CLIENT SUPPORT, INCLUDING MANAGING CLIENTS' INDIVIDUAL INVESTMENT PORTFOLIOS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2022-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30
Other Names
  • Eleanore Constance Marsh
  • Eleanore C. Marsh

View on SEC IAPD

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