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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

1104 S. Rock Street, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 08/2014 04/2021
Iii Forks Prime Steakhouse Austin TX 09/2011 02/2017
Charles Schwab Bank Austin TX 08/2018 04/2021
Unemployed Austin TX 04/2021 10/2021
Fidelity Investments Salt Lake City UT 10/2021 08/2023
Raymond James & Assocaites, Inc. Georgetown TX 08/2023 Present
  • 08/2014 → 04/2021
    Austin, TX
  • 09/2011 → 02/2017
    Iii Forks Prime Steakhouse
    Austin, TX
  • 08/2018 → 04/2021
    Charles Schwab Bank
    Austin, TX
  • 04/2021 → 10/2021
    Unemployed
    Austin, TX
  • 10/2021 → 08/2023
    Fidelity Investments
    Salt Lake City, UT
  • 08/2023 → Present
    Raymond James & Assocaites, Inc.
    Georgetown, TX
Previous Registrations
  • 2022-01-07 → 2023-08-10
    Fidelity Personal And Workplace Advisors
    Austin, TX
  • 2015-01-21 → 2021-04-15
    Austin, TX
    Austin, TX
Other Businesses

(1)Name of Business: Address: 4628 Pleasant Pl, Round Rock, TX, 78665, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/14/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental property where I am the sole owner. I act as property manager and plan to spend approx. 2-3 hours per month outside of working hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-21
  • S66 Uniform Combined State Law Examination
    2015-01-21
Designations
Other Names
  • Anthony Blake Carpenter
  • Anthony Carpenter

View on SEC IAPD

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