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Lindsey Kay Langhans

Ubs Financial Services Inc.

Worthington, IN

Denver, CO

CRD 6381158

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-09
NV RA APPROVED 2024-05-08
CO RA APPROVED 2019-12-23
  • IN RA
    APPROVED
    Since 2024-05-09
  • NV RA
    APPROVED
    Since 2024-05-08
  • CO RA
    APPROVED
    Since 2019-12-23

Branch Locations

Worthington, IN • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Loveland CO 07/2017 06/2018
Jp Morgan Chase Bank Loveland CO 07/2013 06/2018
Wambolt & Associates, Llc Littleton CO 06/2018 11/2019
Centric Investment Group Inc Littleton CA 06/2018 11/2019
Ubs Financial Services Inc.( Denver CO 11/2019 Present
  • 07/2017 → 06/2018
    Jp Morgan Securities Llc
    Loveland, CO
  • 07/2013 → 06/2018
    Jp Morgan Chase Bank
    Loveland, CO
  • 06/2018 → 11/2019
    Wambolt & Associates, Llc
    Littleton, CO
  • 06/2018 → 11/2019
    Centric Investment Group Inc
    Littleton, CA
  • 11/2019 → Present
    Ubs Financial Services Inc.(
    Denver, CO
Previous Registrations
  • 2019-04-22 → 2019-11-21
    Centric Investment Group Inc
    Littleton, CO
  • 2018-08-31 → 2019-11-21
    Wambolt & Associates, Llc
    Littleton, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-09
S65 Uniform Investment Adviser Law Examination 2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2020-10-09
  • S65 Uniform Investment Adviser Law Examination
    2018-08-31
Other Names
  • Lindsey Miller
  • Lindsey Wambolt
  • Lindsey Kay Miller

View on SEC IAPD

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