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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-02-28 |
| AZ | RA | APPROVED | 2022-07-28 |
| VA | RA | APPROVED | 2022-03-29 |
| MD | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED_RES | 2021-03-25 |
| CA | RA | APPROVED | 2021-02-22 |
| GA | RA | APPROVED | 2020-07-29 |
| NC | RA | APPROVED | 2020-07-01 |
| FL | RA | APPROVED | 2018-07-24 |
| SC | RA | APPROVED | 2018-03-28 |
Branch Locations
700 Nexton Square Dr., Summerville, SC 29486 • United States
Summerville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Charleston | SC | 10/2014 | 01/2017 |
| New York Life | Charleston | SC | 10/2014 | 01/2017 |
| Park Avenue Securities Llc | Charlotte | NC | 02/2017 | 02/2017 |
| Guardian Life Insurance Co Of America | Charleston | NC | 01/2017 | 02/2017 |
| Guardian Life Insurance | Mt Pleasant | SC | 02/2017 | 06/2017 |
| Park Avenue Securities | Mt Pleasant | SC | 02/2017 | 06/2017 |
| Park Avenue Securities | Summerville | SC | 06/2017 | 05/2022 |
| Guardian Life Insurance Company | Summerville | SC | 06/2017 | 05/2022 |
| Guardian Life Insurance | Mt. Pleasant | SC | 05/2022 | 10/2025 |
| Park Avenue Securities | Mt. Pleasant | SC | 05/2022 | 10/2025 |
| Guardian Life Insurance Company | Summerville | SC | 06/2024 | Present |
| Park Avenue Securities | Summerville | SC | 06/2024 | Present |
1) Insurance other than Guardian-Selling insurance not offered by Guardian to fulfill clients needs, Start: 01/11/2017, Address: 127 South Main St Summerville, SC 29483, 1 total hour per month; 1 hour during securities trading, Investment related, Less than 10% Annual Compensation, 2) Executor of Father's will, Start: 01/11/2017, Address: 4920 Staley Dr. Summerville, SC 29485, 0 total hours per month, Not Investment related, No Annual Compensation, 3) Swamp Fox Financial, LLC, Start: 06/1/2022, Address: 4920 Staley Dr. Summerville, SC 29485, 0 total hours per month, Not Investment related, No Annual Compensation, 4) Executor of Stepmother's will, Start: 05/13/2025, Address: 4920 Staley Dr. Summerville, SC 29485, 0 total hours per month, Not Investment related, No Annual Compensation, 5) POA for Stepmother, Start: 05/15/2025, Address: 4920 Staley Dr. Summerville, SC 29485, 1 total hour per month; 0 during securities trading, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-28 |
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